Vice President, Compliance & Product Specialist
Services Offered: Investment Compliance and Product Operations
Location: Rockland, MA
Brad Sanders is Vice President of Insurance and Investment Services for Rockland Trust’s Investment Management Group, responsible for the supervision of all insurance and investment transactions.
Brad began his career with Scudder Investments in 1998 as a Senior Investment Specialist focused on their preferred client management group and the education and development of new hires. He also spent eight years as an Operations Manager for CCO Investment Services Corp. responsible for the principal review of all transactions. While there he lead the development and implementation of an electronic workflow system and created and managed a financial consultant phone center, assisting the financial consultants with all questions relating to compliance, regulatory, procedural, and paperwork requirements.
Brad graduated from Emerson College with a B.S. in Mass Communications. He holds FINRA Series 7, 24, 53, 63 registrations and the Massachusetts Life, Accident and Health licenses.
Rockland Trust Company and RT Investment Services are not registered broker/dealers and are not affiliated with LPL Financial. The LPL Financial Registered Representative associated with this site may only discuss and/or transact securities business with residents of the following states: AL,AZ,CA,CO,CT,DE,FL,GA,IL,IN,KY,LA,MA,MD,ME,MI,MO,NC,NH,NJ,NM,NV,NY,OH,OK,OR,PA,PR,RI,TX,VA,VT,WA
Securities services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. Rockland Trust Company and RT Investment Services are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using RT Investment Services, and may also be employees of Rockland Trust Company. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Rockland Trust Company or RT Investment Services. Securities and insurance offered through LPL or its affiliates are:
Not Insured by FDIC or Any Other Government Agency / Not Rockland Trust Guaranteed /
Not Rockland Trust Deposits or Obligations / May Lose Value